Chief Compliance Officer

vor 2 Wochen

Frankfurt, Deutschland Société Générale Assurances Vollzeit

Chief Compliance Officer (CCO) / Head of Compliance (m/f/d)

Compliance Permanent contract Frankfurt am Main, Hessen, Germany Reference 24000PTI Start date 2024/12/01 Publication date 2024/11/15

Responsibilities

Implement, steer and adapt an adequate compliance framework within your perimeter, on all non-compliance risks (as defined in the SG Code) under your responsibility including in terms of training and on Culture and Conduct aspects. Ensure that local regulations are complied with in addition to the Group requirements and address requests for exemptions in case local regulations are more restrictive than Group rules. Ensure the oversight of the Compliance program in your perimeter. In this exercise, as the local CCO, in addition to your local team, you can rely on the support of by the central CPLE teams. In this role: You will perform the regular non-compliance risk assessment and monitor the related action plans under your responsibility. You will identify, evaluate, and escalate compliance incidents to both local and Group committees as per the defined governance, and notify regulatory authorities where necessary in a timely manner. You advise and inform the General Management / Board of the entity on non-compliance risks.  Support the Chief Country Officer and Chief Operating Officer (COO) of SG Frankfurt in the driving an appropriate compliance, conduct and risk awareness culture at SG Frankfurt, within the context of appropriate risk management and ownership by the first line of defense. Implement an adequate monitoring, surveillance, and control framework to prevent and/or detect compliance and reputational risks, through the application of the Group’s permanent / managerial control framework and through local operational controls where relevant to complement the Group’s framework. Cooperate with LOD2 teams in charge of 2nd levels controls on the 1st level of controls) in their respective missions and implement resulting actions under local Compliance’s responsibility.  Advise the management of the entity and the departments on a daily basis on compliance topics; in particular, provide opinion on the non-compliance and reputational risks linked to new products or services.   Monitor externalized services in relation to compliance duties. Recruit and manage the compliance teams attached to your perimeter and educate the business through a dedicated comitology and training / awareness actions.   Ensure an adequate level of resources, both from a qualitative and quantitative standpoint, necessary to the good functioning of the local compliance program. The local CCO does not supervise or manage the DPO nor the AMLO. The AMLO reports locally on Financial Crime matters to the COO and globally to the Head of Financial Crime for Wholesale Banking Compliance, same for the Data Protection Officer (DPO) on data protection matters with a local reporting line to the COO and globally to the Data and Digital Officer for Wholesale Banking Compliance. However, the AMLO provides the local CCO with periodic overview of main risks, same for the DPO on data protection matters to ensure the local CCO gets an appropriate oversight of all risks. The local Chief Compliance Officer is member of the Extended Executive Committee of the entity.

Profile required

Experience & technical skills

University degree in banking activities with additional qualification in Compliance related topics, and/or Legal qualification. Many years of experience in a similar role in a Bank/Financial Institution. Deep knowledge of the applicable regulatory framework and its German implementation into local law (WpHG, MiFID II, MiFIR, MAR, KAGB and associated regulation etc.). Demonstrated expertise in driving organizational change and ensuring robust compliance amidst evolving regulatory environments. Significant knowledge of control techniques Good knowledge of compliance risks management and analysis Knowledge of the banking, financing and insurance environment Proven experience in dealing with highly sensitive and confidential material.  Fluency in both German & English (written and oral) is required; French language skills would be of advantage.  Strong ability of assessing risks and procedures at all levels. Good MS Office skills ( Word, Excel, Outlook, PowerPoint).

Personal abilities & competencies

Ability to quickly understand the bank’s strategy, its organization, the products and management of Compliance risks, as well as respective laws and regulations.  Excellent communication skills, both written and oral. Autonomy, reliability and absolute integrity. Good presentation skills. Ability to work with different business lines and locations. Independent and organized working style. Cooperation & team spirit. Ability to work under pressure. Managing in a matrix environment Ability to organise, structure, engage and make a team grow

  • Compliance Officer

    vor 4 Wochen

    Frankfurt am Main, Hessen, Deutschland 360T Vollzeit

    About the RoleAs a Compliance Associate at 360T AG, you will be part of the Compliance Team responsible for advancing and empowering a compliance-aware culture within the organization.You will support the Chief Compliance Officer in the following areas:Creation, review, and maintenance of 360T AG's compliance strategy.Preparation of compliance manuals,...

  • Chief Commercial Officer

    vor 6 Monaten

    Frankfurt am Main, Deutschland 3dprint.com Vollzeit

    Alexander Daniels Global have been retained to support a rapidly scaling technology start-up that were founded in 2020, having been spun out of the Fraunhofer Institute. A deep tech, B2B, software business, serving industrial customers, they have grown to a team of 50. Following a recent Series A funding round, they are well positioned to grow and are...

  • Teamassistenz - Chief of Staff Office (w/m/d)

    vor 2 Monaten

    Frankfurt, Deutschland Deutsche Börse AG Vollzeit

    Ihr Arbeitsgebiet: Das Chief of Staff Office Team übernimmt eine koordinierende Rolle zwischen dem CEO und den Chief of Staff-Bereichen. Darüber hinaus fungiert das Team als Anlaufstelle für alle Konzerneinheiten und für die Mitarbeiter:Innen der Deutsche Börse Group.  Zusammen mit den Experten für Strategie, Regulierung und...

  • Chief Commercial Officer

    vor 6 Monaten

    Frankfurt am Main, Deutschland Alexander Daniels Global Vollzeit

    Alexander Daniels Global have been retained to support a rapidly scaling technology start-up that were founded in 2020, having been spun out of the Fraunhofer Institute. A deep tech, B2B, software business, serving industrial customers, they have grown to a team of 50. Following a recent Series A funding round, they are well positioned to grow and are...

  • AML Compliance Officer

    vor 2 Wochen

    Frankfurt, Deutschland StoneX Vollzeit

    Overview Permanent , Full-time, hybrid  #LI-Hybrid  #LI-SD1Connecting clients to markets – and talent to opportunityWith 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on...

  • Kommunikations Specialist

    vor 2 Monaten

    Frankfurt, Deutschland Deutsche Börse AG Vollzeit

    Ihr Arbeitsgebiet: Das Chief of Staff Office Team übernimmt eine koordinierende Rolle zwischen dem CEO und den Chief of Staff-Bereichen. Darüber hinaus fungiert das Team als Anlaufstelle für alle Konzerneinheiten und für die Mitarbeiter:Innen der Deutsche Börse Group.  Zusammen mit den Experten für Strategie, Regulierung und...

  • AML Compliance Officer

    vor 4 Monaten

    Frankfurt, Deutschland StoneX Vollzeit

    Overview Permanent , Full-time, hybrid #LI-Hybrid #LI-SD1 Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on...

  • Referent:In der Geschäftsleitung

    vor 2 Monaten

    Frankfurt, Deutschland Deutsche Börse AG Vollzeit

    Ihr Arbeitsgebiet: Das Chief of Staff Office Team übernimmt eine koordinierende Rolle zwischen dem CEO und den Chief of Staff-Bereichen. Darüber hinaus fungiert das Team als Anlaufstelle für alle Konzerneinheiten und für die Mitarbeiter:Innen der Deutsche Börse Group.  Zusammen mit den Experten für Strategie, Regulierung und...

  • Werkstudentin - Chief Information Security Office / Chief ICT Risk Office mit Zukunft

    vor 1 Woche

    Frankfurt am Main, Hessen, Deutschland Deutsche Börse AG Vollzeit

    Bei der Deutsche Börse AG suchen wir eine Werkstudentin als Chief Information Security Office / Chief ICT Risk Office.BeschreibungUnser Unternehmen ist ein führender Anbieter von Technologien und Lösungen für die Finanzmärkte. Wir bieten Ihnen die Möglichkeit, sich in einem dynamischen Team zu entwickeln und wichtige Erfahrungen im Bereich der...

  • Werkstudentin - Chief Information Security Office / Chief ICT Risk Office (w/m/d)

    vor 4 Wochen

    Frankfurt am Main, Hessen, Deutschland Deutsche Börse AG Vollzeit

    Dein ArbeitsgebietAls Werkstudent*in (w/m/d) im Chief Information Security Office (CISO) / Chief ICT Risk Office unterstützt du das Team bei der Definition der konzernweiten Vorgaben im Bereich Informationssicherheit sowie Informations- und Kommunikationstechnologie (IKT).Deine Verantwortlichkeiten:Unterstützung bei der Definition der globalen Sicherheits-...

  • Compliance Officer

    vor 6 Monaten

    Frankfurt, Deutschland Moody's Vollzeit

    Moody’s is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don’t meet every single requirement, please apply! You may be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. ...

  • Chief Information Security Officer

    vor 1 Woche

    Frankfurt am Main, Hessen, Deutschland Interxion Vollzeit

    About the RoleThe Chief Information Security Officer provides technical service to Data Center security systems and supervises external parties contracted to maintain all security systems. This position is responsible for the technical functioning of the internal security systems and security-related local applications, as well as providing 1-3 level support...

  • Data Privacy Compliance Officer

    vor 4 Wochen

    Frankfurt am Main, Hessen, Deutschland Fitch Solutions Vollzeit

    Fitch Group is currently seeking a highly skilled professional to join our Frankfurt office.The Fitch Group Data Privacy Office is responsible for developing, implementing, and maintaining data privacy policies, procedures, and initiatives across all departments and subsidiaries of the organization. This dynamic team ensures compliance with global data...

  • Compliance Officer

    vor 4 Wochen

    Frankfurt am Main, Hessen, Deutschland DIS AG Vollzeit

    Ihre AufgabenErstellung von Berichten und Empfehlungen für das Management zur Verbesserung der Compliance-MaßnahmenÜberwachung der Einhaltung von Gesetzen, Verordnungen und StandardsEntwicklung und Implementierung von Compliance-Programmen und -RichtlinienDurchführung von Compliance-Prüfungen und RisikoanalysenSchulung der Mitarbeiter in Bezug auf...

  • Compliance Officer

    vor 5 Monaten

    Frankfurt am Main, Deutschland Angove Partners Vollzeit

    **About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

  • Chief Compliance Officer

    vor 5 Monaten

    Frankfurt am Main, Deutschland clients&candidates Vollzeit

    Intro Dieses internationale FinTech Unternehmen bietet Ihrer Compliance Expertise eine sichtbare Plattform, um sich als Experte zu positionieren und sich dabei in Richtung Führung zu entwickeln. Die Unternehmenskultur erlaubt es, dass sich diese herausfordernde Position Ihrem Knowhow anpasst und sich organisch mit Ihrer Performance und gegebenen...

  • Compliance Officer

    vor 6 Monaten

    Frankfurt am Main, Deutschland Moody's Vollzeit

    Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...

  • Deutsche Bank Graduate Programme

    vor 3 Monaten

    Frankfurt am Main, Deutschland Deutsche Bank Vollzeit

    **Deutsche Bank Graduate Programme (d/m/w) Chief Compliance and Anti-Financial Crime Office 2025** **Standort**:Frankfurt am Main **Start & Dauer**:Juli 2025; 12 Monate **Über das Graduate Programme**: Das Deutsche Bank Graduate Programme ist ein umfassendes Programm, das Dir die Möglichkeit bietet, an spannenden Projekten und kontinuierlichen Trainings...

  • Compliance Officer: Risikomanagement und Compliance

    vor 4 Wochen

    Frankfurt am Main, Hessen, Deutschland DIS AG Vollzeit

    Ihre AufgabenWir suchen einen erfahrenen Compliance Officer, der sich auf die Überwachung und Umsetzung von rechtlichen und regulatorischen Anforderungen spezialisiert hat.Als Mitglied unseres Teams sind Sie verantwortlich für die Entwicklung und Implementierung von Compliance-Programmen und -Richtlinien.Wir erwarten von Ihnen, dass Sie regelmäßig...

  • Compliance officer

    vor 6 Monaten

    Frankfurt, Deutschland BforBank Vollzeit

    Description du poste BforBank is a long-standing player in online banking in France. Part of the Crédit Agricole Group, historic leader in retail banking in Europe and based on the model of a Tech-company, we place innovation and digital at the heart of our transformation. We are a team of 500 passionate people, all committed and united by an...