Markets Compliance Expert

Wir arbeiten aktuell im Auftrag einer internationalen Privatbank in Frankfurt, die ihre Kapitalmarkt-Compliance Abteilung mit einem Senior Expert (m/w/d) verstärken möchte. Sie beraten hier v.a. das Business regulatorisch bei komplexen Finanzierungsfällen.Aufgaben: Sicherstellung der Einhaltung regulatorischer Anforderungen wie WpHG, WpDVerOV, MAR/MAD,...

High Diver werden und tief eintauchen - in Themen, Strukturen und Netzwerke. Und das mit Sicherheitsleine - schließlich startest du als unser Trainee mit einem unbefristeten Vertrag - so wirst du nicht nur gut ausgebildet, sondern kannst mutig weitere Karriereschritte mit uns planen. **Deine Aufgaben**: Du lernst gerne jeden Tag etwas Neues und willst die...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive.This role is based in Germany and as such all normal working days must be carried out in Germany.Before you applyIt's important we assess you for the programme that really suits your talents. Please...

Die Rolle ist innerhalb des Compliance Investment Bank Advisory Teams in Frankfurt angesiedelt und umfasst eine breite Palette von Compliance-Verantwortlichkeiten. Dies beinhaltet das Monitoring von Kontrollen im Rahmen unseres umfassenden Programms zur Gewährleistung der Einhaltung deutscher und europäischer (EWR) Gesetzte und regulatorischer Vorgaben,...

ROLE AND RESPONSIBILITIES - The Deputy Head of Compliance and Anti Financial Crime role will be responsible for the day-to-day provision of Compliance & Anti Financial Crime services to the business and individual employees across Europe - Responsible for the review and approval of financial promotions, communications with clients and all other client facing...

Investment bank in Frankfurt, with a strong franchise across public markets, is seeking a senior Compliance Advisory professional to lead and further develop its advisory function. This is a high-impact leadership role for someone who wants to be close to the business, influence decision-making at the highest level, and shape the compliance agenda in a...

Compliance Officer – Global Markets Advisory (m/f/d) Compliance Permanent contract Frankfurt am Main, Hessen, Germany Hybrid Reference 25000ISS Start date 2025/11/01 Publication date 2025/10/06 Responsibilities Société Générale Frankfurt Branch is active in wholesale banking. As part of the local Compliance team, your main responsibilities are:To...

General InformationType of contractFixed-term contract, which may be extended subject to individual performance and organisational needsWho can apply?EU nationalsSalaryF/G (bracket 1 - step 1) full time monthly net salary: €5,743 plus benefits, for further information see what we offer .Role specialisationMarket InfrastructureWorking timeFull timePlace of...

Since launching in 1989, CMC Markets has become one of the world's leading online CFD and financial spread betting providers, with nearly 70 million trades executed annually across Europe, Asia Pacific and North America. CMC Markets’ success is founded on its ability to deliver a wide range of trading products to customers, from single equities to...

Senior Compliance Officer – Global Markets Advisory (m/f/d) Compliance Permanent contract Frankfurt am Main, Hessen, Germany Hybrid Reference 25000ISD Start date 2025/11/01 Publication date 2025/10/06 Responsibilities Société Générale Frankfurt Branch is active in wholesale banking. As part of the local Compliance team you are the lead and main point...