Senior Compliance Officer
vor 2 Wochen
About the RoleA dynamic financial technology company is seeking a Senior Compliance Officer to join its growing team. This role offers the opportunity to contribute to strategic compliance initiatives and foster a culture of regulatory awareness across the organization.Key ResponsibilitiesMaintain and enhance the company's compliance strategy and documentation.Support the development of compliance manuals, policies, and procedures.Monitor legal and regulatory developments and assess their impact.Oversee prudential regulations relevant to compliance.Deliver training and guidance to employees on applicable laws and regulations.Develop and manage the outsourcing oversight function in line with internal policies.Prepare regular reports for executive and supervisory boards.Engage in professional development to become a certified compliance expert (e.g., ACAMS, CISI).Candidate ProfileStrong academic background, ideally with compliance or legal qualificationsMinimum 5 years of experience in compliance, risk management, consultancy, auditing, or financial supervision.Strong understanding of German and EU regulatory frameworks.Strategic thinker with resilience and analytical capabilities.Fluent in German and English.What's OfferedRegular performance reviews and feedback.Access to internal learning and development programs.Centrally located modern office in Frankfurt.Inclusive and multicultural work environment.Team events and a collaborative atmosphere.
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Senior Compliance Officer
vor 3 Wochen
Frankfurt, Deutschland Pictet & Cie VollzeitFollowing the successful establishment of its European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG (BPAG) is seeking to strengthen its European and German compliance team in Frankfurt am Main with a Senior Compliance Officer/AMLRO. BPAG operates across Europe, with branches in Luxembourg, Spain, Monaco, France, Italy and the UK. Its...
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Senior Compliance Officer
Vor 4 Tagen
Frankfurt, Deutschland Pictet & Cie VollzeitFollowing the successful establishment of its European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG (BPAG) is seeking to strengthen its European and German compliance team in Frankfurt am Main with a Senior Compliance Officer/AMLRO. BPAG operates across Europe, with branches in Luxembourg, Spain, Monaco, France, Italy and the UK. Its...
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Chief Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Broadgate VollzeitChief Compliance Officer Location: Germany Sector: Investment Solutions Overview Lead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure. Key Responsibilities Act as main contact for BaFin and...
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Chief Compliance Officer
vor 2 Wochen
Frankfurt, Deutschland Broadgate VollzeitChief Compliance OfficerLocation: GermanySector: Investment SolutionsOverviewLead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure.Key ResponsibilitiesAct as main contact for BaFin and manage all...
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Senior Compliance Officer
vor 2 Wochen
Frankfurt, Deutschland Selby Jennings VollzeitAbout the Role A dynamic financial technology company is seeking a Senior Compliance Officer to join its growing team. This role offers the opportunity to contribute to strategic compliance initiatives and foster a culture of regulatory awareness across the organization. Key Responsibilities Maintain and enhance the company's compliance strategy and...
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Senior Compliance Officer
vor 2 Wochen
Frankfurt, Deutschland Selby Jennings VollzeitAbout the Role A dynamic financial technology company is seeking a Senior Compliance Officer to join its growing team. This role offers the opportunity to contribute to strategic compliance initiatives and foster a culture of regulatory awareness across the organization. Key Responsibilities Maintain and enhance the company's compliance strategy and...
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Senior Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Berenberg VollzeitBeschreibung & AnforderungenFor our **Compliance** Team we are looking to hire: **Senior Compliance Officer (Investment Banking), Frankfurt** The Investment Bank Compliance team at Berenberg forms part of the bank’s Group Compliance division. Team members are located in the bank’s Hamburg, Frankfurt and London offices. This role, based in Frankfurt,...
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Senior Governance, Risk
vor 1 Woche
Frankfurt, Deutschland LightTower Consulting - People & Culture Advisors VollzeitSenior Governance, Risk & Compliance Officer (w/m/d)Internationales Handelsunternehmen, Standort Frankfurt am Main Unser AuftraggeberUnser Mandant ist ein traditionsreiches, renommiertes, international operierendes Handelsunternehmen mit Hauptsitz in Frankfurt am Main und agiert in einem hochregulierten Marktumfeld, in dem Vertrauen, Diskretion und...
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Senior Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland PICTET Vollzeit**Your team**: - Nach dem erfolgreichen Aufbau ihres europäischen Hauptsitzes in Frankfurt am Main verstärkt die Bank Pictet & Cie (Europe) AG (BPAG) ihr europäisches und deutsches Compliance-Team in Frankfurt am Main mit einem Senior Compliance Officer (WpHG / MaComp) / L2 Single Officer.- Diese Position bietet die Chance, in einer spannenden Zeit am...
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Senior Compliance Officer
Vor 7 Tagen
Frankfurt am Main, Deutschland Pictet & Cie VollzeitFollowing the successful establishment of its European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG (BPAG) is seeking to strengthen its European and German compliance team in Frankfurt am Main with a Senior Compliance Officer/AMLRO. BPAG operates across Europe, with branches in Luxembourg, Spain, Monaco, France, Italy and the UK. Its...
