Aktuelle Jobs im Zusammenhang mit Compliance, Regulatory Affairs, Vice President, Frankfurt - Frankfurt am Main - Goldman Sachs
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Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
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Emea HR Regulatory Affairs
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Compliance, Regulatory Affairs, Analyst, Frankfurt
vor 4 Monaten
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
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Vice President of Regulatory Controllers
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Vice President, Compliance
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Frankfurt am Main, Deutschland The Bank of New York Mellon Corporation Vollzeit**_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top...
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Regulatory Compliance Analyst, Frankfurt
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Vice President of Regulatory Oversight
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitPOSITION SUMMARYAs a key member of the Controllers team, the Vice President of Regulatory Oversight plays a crucial role in ensuring that the organization adheres to all financial control and reporting obligations of a global, regulated financial institution. This position is responsible for assessing the profitability and risks associated with various...
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Regulatory Compliance Specialist, Frankfurt
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitPosition Overview Our Role The Compliance division plays a crucial role in safeguarding the firm against compliance, regulatory, and reputational risks. By implementing a comprehensive compliance risk management framework, we aim to enhance the culture of compliance throughout the organization. As a vital component of the second line of defense, our team...
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Regulatory Compliance Analyst
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Affairs Manager
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland DELTACON Executive Search VollzeitRegulatory Affairs ManagerWir suchen für unseren Mandanten, ein weltweit führendes Unternehmen aus dem Bereich Chemie, im Zuge einer Nachbesetzung, einen Regulatory Affairs Manager (m/w/d). Als Regulatory Affairs Manager sind Sie verantwortlich für die Definition und den Aufbau von Prozessen im Bereich Regulatory Affairs als interne Schnittstelle. Sie...
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Regulatory Affairs Manager
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland DELTACON Executive Search VollzeitRegulatory Affairs ManagerWir suchen für unseren Mandanten, ein weltweit führendes Unternehmen aus dem Bereich Chemie, im Zuge einer Nachbesetzung, einen Regulatory Affairs Manager (m/w/d). Als Regulatory Affairs Manager sind Sie verantwortlich für die Definition und den Aufbau von Prozessen im Bereich Regulatory Affairs als interne Schnittstelle. Sie...
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Vice President, Financial Crime, First Line of
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Vice President
vor 3 Monaten
Frankfurt am Main, Deutschland Harris Williams & Co. VollzeitPosition Overview Harris Williams is an investment bank specializing in M&A advisory services, representing sellers and buyers of companies worldwide. The firm is focused on providing sell-side and acquisition advisory services to leading private equity groups, as well as many Fortune 500 and privately held companies. **Job Description**: Vice Presidents...
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Regulatory Affairs Manager
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland DELTACON Executive Search VollzeitRegulatory Affairs ManagerWir suchen für unseren Mandanten, ein weltweit führendes Unternehmen aus dem Bereich Chemie, im Zuge einer Nachbesetzung, einen Regulatory Affairs Manager (m/w/d).Als interne Schnittstelle definieren und aufbauen Sie Prozesse im Bereich Regulatory Affairs. Vertreten Sie das Unternehmen in Richtung Kunden und zu Behörden.Wir...
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Regulatory Affairs Manager
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland DELTACON Executive Search VollzeitRegulatory Affairs ManagerWir suchen für unseren Mandanten, ein weltweit führendes Unternehmen aus dem Bereich Chemie, im Zuge einer Nachbesetzung, einen Regulatory Affairs Manager (m/w/d).Als interne Schnittstelle definieren und aufbauen Sie Prozesse im Bereich Regulatory Affairs. Vertreten Sie das Unternehmen in Richtung Kunden und zu Behörden.Wir...
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Regulatory Compliance Specialist, Frankfurt
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and mitigating compliance, regulatory, and reputational risks across the organization, while also enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the second...
Compliance, Regulatory Affairs, Vice President, Frankfurt
vor 4 Monaten
OUR IMPACT
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
The role we are recruiting for is in the Regulatory Affairs team of the Compliance function based in Frankfurt providing coverage for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in maintaining the Compliance program for the activity of GSBE and support with the core Compliance function tasks as required by MaComp and MaRisk. This covers a broad spectrum of responsibilities which comprise but are not limited to the below:
Responsibilities:
- Manage Compliance input for regular and ad-hoc regulatory audits
- Provide advise to the Global Markets business in relation to audit requests based, in particular, on MaComp and MaRisk
- Manage key Compliance controls in line with BaFin requirements (in particular MaComp, MaRisk) for foreign branches
- Coordinate audit input and related controls across the branches
- University degree
- 5+ years' Compliance or other relevant financial services experience.
- Strong knowledge of the European regulatory environment and of BaFin rules covered in the audits is key (e.g. MiFID2, MAR, MaComp etc.)
- Any knowledge of other local regulatory regimes (in Europe or globally) is an advantage
- Global Markets business & product knowledge
- Good interpersonal skills and effective written/oral communication skills.
- Detail-oriented with ability to multitask, organize and prioritize
- Fluent in English and German. Additional (European) languages are an advantage
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
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