Regulatory Strategy Compliance

vor 6 Monaten


Frankfurt, Deutschland JPMorgan Chase & Co. Vollzeit

Currently we are looking for a highly motivated Working Student (all genders), who would like to join our Regulatory Strategy Compliance Team in Frankfurt which is also part of the broader EMEA Regulatory Strategy team within the EMEA Compliance Department responsible for the support in oversight and coordination of engagement with . Morgan SE (JPMSE) regulators. This role is for 19 h/week during the semester, full-time during breaks on-site. The duration of program is 1 year. If You hold student status for a longer period than the initial offer, there might be a possibility to extend the contract for another year within a different team. Our team members and mentors will help you navigate the firm and continue to learn about our businesses.

Job Summary:
As a Working Student within Regulatory Strategy Compliance Team you will assist in building and maintaining a strong working relationship with the supervision teams for all regulators, as well as in overseeing the management of regulatory examinations, reviews, information requests or other specific deliverables to our regulators working closely with the Compliance team. This Role provides everything you need to be successful – from training and mentorship from senior leaders to projects that engage all your skills.

Job Responsibilities:

Support in building and maintaining a strong working relationship with the supervision teams for all regulators and other staff as relevant; Support in overseeing the schedule of meetings that JPMorgan has with our regulators – making sure that all the logistics run smoothly, helping prepare senior management and others who interact with the regulators for meetings; Support in overseeing the delivery of information to our regulators in a timely manner and tracking the various deliverables - both regular and ad-hoc Support in reviewing the quality of these submissions and taking action where necessary, keeping records of meetings and agreed actions / deliverables; Support in overseeing the management of regulatory examinations, reviews, information requests or other specific deliverables to our regulators working closely with the Compliance team and management as necessary;  Support in providing timely and appropriate management information on regulatory liaison and relationship management within Compliance and also to broader stakeholders within the firm;  Support in providing briefing and training sessions as necessary on elements of JPMSE’s supervision

Required qualifications, capabilities and skills:

Currently pursuing a degree in Legal/Economics/Business Administration or similar (. apprenticeship in banking activities) Good knowledge in both German & English (written and oral) Ability to read and understand legal documents, . laws and regulations, in German and English Capacity to analyse and summarize Strong ability of assessing risks and procedures at all levels MS Office skills (like Word, Excel, Outlook, PowerPoint) Independent and organized working approach Cooperation & team spirit Ability to work under pressure all by being structured and accurate Being motivated and reliable

Looking forward to receiving your CV



  • Frankfurt am Main, Deutschland JPMorgan Chase & Co Vollzeit

    **JOB DESCRIPTION** Currently we are looking for a highly motivated Working Student (all genders), who would like to join our Regulatory Strategy Compliance Team in Frankfurt which is also part of the broader EMEA Regulatory Strategy team within the EMEA Compliance Department responsible for the support in oversight and coordination of engagement with J.P....

  • Compliance Officer

    vor 6 Monaten


    Frankfurt am Main, Deutschland Angove Partners Vollzeit

    **About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

  • Director Strategy

    vor 3 Monaten


    Frankfurt, Deutschland Veeva Systems Vollzeit

    The Role This Director role requires a deep understanding of the global life sciences Regulatory Operations space, RegOps business processes and supporting technology solutions. This role will be responsible for growing Veeva’s Regulatory Information Management market share. In this role, the individual will have the opportunity to work with a team of...


  • Frankfurt, Deutschland Goldman Sachs Vollzeit

    OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...


  • Frankfurt am Main, Hessen, Deutschland Michael Page Vollzeit

    Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will play a key role in managing and implementing our Compliance Surveillance & Control Plan.Main ResponsibilitiesDevelop and implement Compliance Surveillance & Control measures in line with the established plan.Identify areas where...


  • Frankfurt, Deutschland Goldman Sachs Vollzeit

    OUR IMPACT  Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...


  • Frankfurt am Main, Hessen, Deutschland Michael Page - Germany Vollzeit

    As a Deputy Compliance Officer at Michael Page Germany, you will play a vital role in ensuring our client's compliance with regulatory requirements and internal policies. This exciting opportunity is perfect for an experienced professional looking to drive business growth while maintaining the highest standards of compliance.About the RoleWe are seeking a...


  • Frankfurt am Main, Hessen, Deutschland Selby Jennings Vollzeit

    Job SummaryWe are seeking a seasoned Compliance Expert to join our team at Selby Jennings in Frankfurt. As Senior Compliance Manager, you will be responsible for ensuring regulatory adherence, designing compliance policies, and monitoring performance.This is a fantastic opportunity to leverage your expertise in risk management and regulatory compliance to...

  • Director Strategy

    vor 3 Monaten


    Frankfurt am Main, Deutschland Veeva Systems Vollzeit

    **Team**: Strategy **Country**: Germany **Remote Work Available**: Yes - Veeva Systems is a mission-driven organization and pioneer in industry cloud, helping life sciences companies bring therapies to patients faster. As one of the fastest-growing SaaS companies in history, we surpassed $2B in revenue in our last fiscal year with extensive growth...

  • Team Lead

    vor 6 Monaten


    Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...


  • Frankfurt am Main, Hessen, Deutschland KPMG-Germany Vollzeit

    Über den JobBei KPMG-Germany suchst du nach neuen Herausforderungen und möchtest deine analytischen Fähigkeiten einsetzen? Als Werkstudent Regulatory - Risikomanagement und Compliance unterstützt du unser Team bei der Weiterentwicklung von Risikomodellierungsansätzen und Risikomanagement. Du bist dabei an der Auseinandersetzung mit regulatorischen und...


  • Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...


  • Frankfurt am Main, Hessen, Deutschland Pictet Vollzeit

    OverviewPictet, a leading independent wealth and asset manager, is seeking an experienced Regulatory Compliance Expert to strengthen market infrastructure expertise.


  • Frankfurt am Main, Deutschland JPMorgan Chase & Co Vollzeit

    **JOB DESCRIPTION** **Posting description** The role sits within the Corporate & Investment Bank Compliance team and works closely with the EMEA Regulatory Management team (part of the broader EMEA Compliance Department) responsible for the oversight and coordination of engagement with J.P. Morgan SE (JPMSE) regulators. **Responsibilities**: The role...


  • Frankfurt, Deutschland Deutsche Börse AG Vollzeit

    Your area of work: The Purchasing Regulatory Compliance Manager is responsible for ensuring that Corporate Purchasing function and Suppler contracts/relationships are in compliance with all relevant DORA requirements and regulations related to the industry. This includes researching and interpreting regulations for suppliers, developing policies and...

  • Compliance Officer

    vor 6 Monaten


    Frankfurt, Deutschland Moody's Vollzeit

    Moody’s is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don’t meet every single requirement, please apply! You may be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. ...


  • Frankfurt am Main, Deutschland Axiom Talent Platform Vollzeit

    We are currently seeking a Pharmaceutical Regulatory and Compliance Legal Counsel (M/F/d) to work with a our client, a F100 technology company] in-house. This is an exciting opportunity where you can bring your legal background and business acumen to work on cutting-edge while tackling complex legal challenges on a global scale. This opportunity enables you...


  • Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

  • Compliance Manager

    vor 2 Monaten


    Frankfurt, Deutschland CMC Markets Vollzeit

    CMC Markets GmbH requires a suitably qualified Compliance (Senior) Analyst / Manager who will support the European Compliance & Anti Financial Crime function in our Frankfurt office.This is a great opportunity for someone with regulatory compliance experience within the area of Capital Markets and Securities Compliance.ROLE AND RESPONSIBILITIES:Assist in the...

  • Compliance Officer

    vor 6 Monaten


    Frankfurt am Main, Deutschland Moody's Vollzeit

    Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...