Office of Regulatory Relations, Regulatory Compliance, Vice President/Associate

Vor 6 Tagen


Frankfurt am Main, Hessen, Deutschland Goldman Sachs Vollzeit

OFFICE OF REGULATORY RELATIONS

The Office of Regulatory Relations protects the firm's regulatory reputation by managing its relationships with regulators and auditors and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement. We welcome people from a variety of academic and professional backgrounds who are interested in the regulatory landscape. This division is ideal for collaborative individuals who feel comfortable interacting with various stakeholders across the firm, as well as our regulators and auditors. Our work contributes directly to the firm's success whether managing regulatory exams and audits, implementing, overseeing and assessing significant remediation initiatives and effectiveness, communicating with regulators or establishing firmwide regulatory standards.

A Vice President/Associate within ORR must have the ability to:

  • Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm, in particular, senior stakeholders and regulators
  • Strongly communicate verbally and in writing including escalate timely any blockers/setbacks 
  • Identify common themes across all the regulatory and audit topics to create synergies and efficiencies, timely remediation, and to push pre-emptive measures to avoid future findings 
  • Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
  • Demonstrate strong written and oral communication, as well as analytical abilities
  • Grasp and keep abreast of relevant law, rules and policies
  • Be unfailingly detail-oriented, so as to consistently produce accurate work product
  • Effectively and efficiently conduct business by phone with both internal and external stakeholders
  • Spot and suggest potential corrective actions to address regulatory issues surfaced during the course of regulatory interactions
  • Work independently and exercise strong judgment when executing an assigned task 
  • Multi-task and have the ability to manage and advance multiple projects simultaneously
  • Identify and effectively escalate potential issues to appropriate person(s)
  • Meet tight deadlines and comfortably operate in the face of time constraints 
  • Persistently follow-up with colleagues to ensure that appropriate information is obtained and timely recorded

BASIC QUALIFICATION 

  • Bachelor's degree
  • At least five years of relevant post-undergraduate work experience 
  • Expertise with Microsoft PowerPoint, Microsoft Word, and Excel 
  • Good Project management experience
  • Business-level fluency in English, both orally and in writing. Fluency in German is beneficial
  • Excellent time management, analytical and communication skills
  • Integrity, motivation, intellectual curiosity and enthusiasm
  • Familiarity with financial products and markets
  • Experience working on behalf of financial institutions with respect to regulatory or legal matters

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at  

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

The Goldman Sachs Group, Inc., 2025. All rights reserved.Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.



  • Frankfurt am Main, Hessen, Deutschland Goldman Sachs Vollzeit

    DescriptionOFFICE OF REGULATORY RELATIONSThe Office of Regulatory Relations protects the firm's regulatory reputation by managing its relationships with regulators and auditors and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement. We welcome people from a...


  • Frankfurt am Main, Hessen, Deutschland JPMorganChase Vollzeit

    DescriptionThe role is positioned within the Corporate & Investment Bank Compliance team and collaborates closely with the Europe, Middle East, and Africa (EMEA) Regulatory Management team (a part of the wider Europe, Middle East, and Africa Compliance Department) that is responsible for the oversight and coordination of engagement with J.P. Morgan SE...

  • Compliance Officer

    vor 2 Wochen


    Frankfurt am Main, Hessen, Deutschland JPMorgan Chase Vollzeit

    Join the dynamic team of J.P. Morgan SE as a Private Banking Compliance Vice President, where you'll be at the forefront of shaping and executing the compliance program within the JPMSE Private Bank. In this pivotal role, you'll navigate the intricate European regulatory landscape, providing expert guidance and oversight on mostly MiFID but also other...


  • Frankfurt am Main, Hessen, Deutschland Goldman Sachs Vollzeit

    We are looking for two VP-level candidates to join the Compliance team in Goldman Sachs Bank Europe SE (GSBE), our EU hub. The roles are based in Frankfurt, reporting to the local Divisional lead and focussing on the management of the GSBE external regulatory audits carried out by BaFin to evaluate the effectiveness of the firm's internal controls, risk...


  • Frankfurt am Main, Hessen, Deutschland Goldman Sachs Vollzeit

    DescriptionWe are looking for two VP-level candidates to join the Compliance team in Goldman Sachs Bank Europe SE (GSBE), our EU hub. The roles are based in Frankfurt, reporting to the local Divisional lead and focussing on the management of the GSBE external regulatory audits carried out by BaFin to evaluate the effectiveness of the firm's internal...


  • Frankfurt am Main, Hessen, Deutschland JPMorgan Chase & Co. Vollzeit

    The role is positioned within the Corporate & Investment Bank Compliance team and collaborates closely with the Europe, Middle East, and Africa (EMEA) Regulatory Management team (a part of the wider Europe, Middle East, and Africa Compliance Department) that is responsible for the oversight and coordination of engagement with J.P. Morgan SE (JPMSE)...

  • Compliance Officer

    vor 2 Wochen


    Frankfurt am Main, Hessen, Deutschland JPMorganChase Vollzeit

    JOB DESCRIPTIONJoin the dynamic team of J.P. Morgan SE as a Private Banking Compliance Vice President, where you'll be at the forefront of shaping and executing the compliance program within the JPMSE Private Bank. In this pivotal role, you'll navigate the intricate European regulatory landscape, providing expert guidance and oversight on mostly MiFID but...


  • Frankfurt am Main, Hessen, Deutschland Fitch Group Vollzeit

    Associate Director ComplianceRequisition ID: 49030Business Unit: Fitch GroupCategory: Legal & ComplianceLocation:Frankfurt, DEDate Posted: Nov 28, 2025Fitch Group is currently seeking an Associate Director based out of our Frankfurt, Milan or Warsaw office.As a leading, global financial information services provider, Fitch Group delivers vital credit and...


  • Frankfurt am Main, Hessen, Deutschland Fitch Ratings Vollzeit

    Fitch Group is currently seeking an Compliance Associate Director based out of our Frankfurt, Milan or Warsaw office.As a leading, global financial information services provider, Fitch Group delivers vital credit and risk insights, robust data, and dynamic tools to champion more efficient, transparent financial markets. With over 100 years of experience and...


  • Frankfurt am Main, Hessen, Deutschland Fitch Ratings Vollzeit

    Fitch Group is currently seeking an Associate Director based out of our Frankfurt, Milan or Warsaw office.As a leading, global financial information services provider, Fitch Group delivers vital credit and risk insights, robust data, and dynamic tools to champion more efficient, transparent financial markets. With over 100 years of experience and colleagues...