Regulatory Strategy Officer

vor 14 Stunden


Frankfurt am Main, Deutschland JPMorgan Chase & Co Vollzeit

**JOB DESCRIPTION**
**Posting description**

The role sits within the Corporate & Investment Bank Compliance team and works closely with the EMEA Regulatory Management team (part of the broader EMEA Compliance Department) responsible for the oversight and coordination of engagement with J.P. Morgan SE (JPMSE) regulators.

**Responsibilities**:
The role will report to the J.P. Morgan SE Head of Regulatory Management;
The role will require the individual to act as lead on managing J.P. Morgan's relationship with the European Central Bank (ECB) and other EU regulators (e.g. Bundesbank, BaFin, CSSF). These are active and demanding regulatory relationships which will require significant focus and attention by the individual in this role. Key aspects of this role will involve:

- Building and maintaining a strong working relationship with the supervision teams for all regulators and other staff as relevant;
- Overseeing the schedule of meetings that J.P. Morgan has with our regulators - making sure that all the logistics run smoothly, helping prepare senior management and others who interact with the regulators for meetings;
- Overseeing the delivery of information to our regulators in a timely manner and tracking the various deliverables - both regular and ad-hoc. Reviewing the quality of these submissions and taking action where necessary, keeping records of meetings and agreed actions / deliverables;
- Involvement in work planning discussions with regulators to ensure the firm has a good sense of their forward looking agenda;
- Taking a lead role in day-to-day communications with regulators;
- Proactive consideration of the overall relationship with our regulators and making sure that the firm is interacting with them in the way they would expect and in an open and cooperative way.
- Oversee the management of regulatory examinations, reviews, information requests or other specific deliverables to our regulators working closely with the Corporate & Investment Bank Compliance team and management as necessary
- Working as a broader member of the EMEA Regulatory Management team and contribute to the teams goals. Keep the broader team informed about relationships with regulators across the region.
- Providing timely and appropriate management information on regulatory liaison and relationship management within Compliance and also to broader stakeholders within the firm.
- Working closely and effectively across the organization and across lines of business with other key stakeholders in the firm's relationship with our regulators. Forging strong working relationships with Business and Corporate Functions.
- Reviewing and disseminating important communications from the regulators, those which are specific to J.P. Morgan SE and also broader industry communications and speeches etc.
- Providing briefing and training sessions as necessary on elements of J.P. Morgan SE's supervision.
- Develop a good awareness of other regulatory interactions in the region and support other team members in their interactions and relationship management with these other regulators.

**Required qualifications, capabilities and skills**:

- University degree in the area of Finance, Law, Business Administration or similar;
- Previous experience in dealing with and maintaining relationships with the ECB or European or Global regulators within a large and complex financial services firm or experience working at a relevant regulator;
- Good knowledge of key financial services regulation and the ECB and EU regulations would be helpful especially when gained in a bank, regulatory authority, consulting or law firm;
- Strong team player willing to work closely across and with multiple teams where inter-dependencies will be strong and ongoing. Can-do attitude with a willingness to help others in and outside of the team. Willingness to go beyond the day to day activities to deliver excellence;
- Strong analytical skills and ability to understand and interpret requirements;
- Excellent English communication and presentation skills, with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels;
- Ability to think, plan and execute on multiple projects simultaneously in an organized manner;
- Meticulous attention to detail, strong organizational skills and a commitment to ensuring that information provided to the firm’s regulators is of a high standard;
- The ability to offer robust and constructive challenge, at all corporate title levels and across different disciplines - to become a trusted advisor to the business on regulatory relationship matters;
- Ability to consider the regulators’ position and understand, anticipate and react positively to their requirements and demands;
- Strong judgement and the ability to exercise sound judgement under pressure when faced with imperfect information.

**ABOUT US**

J.P. Morgan is a global leader in financial services, providing strategic advice


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