Financial Crime Officer

Germany
- Compliance
- Group Functions

**Job Reference #**
- 258532BR

**City**
- Frankfurt am Main

**Job Type**
- Full Time, Part Time

**Your role**
- Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? We are looking for someone like that to:
- investigate suspicious transactions and activities (e.g. escalations from the Transaction Monitoring Team, notifications from the business)
- prepare suspicious activity reports (SARs) for submission to the local FIU
- perform second-line-of-defense controls to identify and mitigate any material risks
- support the business in complying with internal policies and external laws and regulations
- advice the business on Financial Crime topics

**Your team**
- You’ll be working in the Financial Crime Prevention Team in Germany. As part of the EMEA Financial Crime Prevention function, we are managing a broad range of compliance aspects, including but not limited to AML/CTF, Sanctions Compliance, Fraud and Anti-Bribery and Corruption across products and services within UBS Europe SE Head Office in Germany.
- We are providing professional support, advice and coaching to comply with relevant legal and regulatory requirements as well as with Group directives and standards for the management and all local business areas.
- Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

**Your expertise**
- a university degree, ideally in economics, finance or law
- relevant experience of minimum 3 years in either compliance or risk control areas within the financial industry, related to Financial Crime Prevention
- a good knowledge and understanding of Financial Crime related risks, including AML, KYC, Sanctions Compliance, Fraud and Anti-Bribery and Corruption related German and European regulation
- sound know-how in the investigation of suspicious activities
- able to analyze complex set-ups, and challenge documentation with an independent but open mindset
- able to work in a dynamic and demanding environment with control focus and attention to detail
- reliable and resilient (challenging situations and conversations don’t scare you)
- able to work independently and take decisions
- flexible in performing both daily compliance tasks alongside more complex activities and projects
- fluent in both written and spoken English and German

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**How we hire**

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.