Deputy Mlro

Vor 4 Tagen

Frankfurt am Main, Deutschland Saxton Leigh Vollzeit

**THE COMPANY**:
Our client is multinational Corporate and Retail Banking company. They are looking for someone to take on the role as Deputy MLRO & Compliance Officer for their team in Frankfurt.

**THE RESPONSIBILITIES**:

- Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti
- Money Laundering legislation and fraud prevention, compliance monitoring and assist with ensuring the Bank conducts its activities in accordance with regulatory requirements
- Remain up-to-date with regulatory and legislative developments
- Carry out SAR evaluations acting as a central point of contact for all SARs disclosures and for communication with relevant authorities including NCA
- Review and conduct investigation on AML\KYC alerts generated from the Bank’s transaction monitoring and name screening systems
- Assist the MD back office and outsourced AML unit in all relevant areas
- Resolution of KYC referrals and provide guidance to the business units
- Assist with Compliance Monitoring Reviews including completion of field work, identification of findings and report writing
- Respond to enquiries from law enforcement agencies and regulators and provide full cooperation with enforcement with law enforcement authorities as necessary
- Assist with the preparation and implementation of polices and processes to help mitigate financial crime risks and maintain compliance
- Assist in the development and delivery of financial crime training
- To undertake projects and assignments from time-to-time as directed by management
- Registration with regulator as Deputy MLRO of the Germany branch

**EXPERIENCE REQUIRED**:

- Good awareness of compliance related laws, rules and regulatory issues and announcements
- Good understanding of Anti-Money laundering rules
- Good analytical and communication skills and problem solving
- Ability to work to tight deadlines
- High level of accuracy and attention to detail
- Able to deal with internal and external queries and referrals in a timely manner
- Able to work independently and as a part of a team
- Good computer literacy and knowledge of Microsoft Word/Excel

For further information please contact Jordan White

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