Regulatory Control Specialist
vor 3 Wochen
Als Regulatory Control Officer bei Société Générale Assurances sind Sie für die Umsetzung regulatorischer Anforderungen in der Bankverwaltung verantwortlich.
Ihre Aufgaben umfassen:
- Ausführen des regulatorischen Reportings in enger Zusammenarbeit mit Teams in Indien
- Pflege und Verifizierung der Unterschriftsvollmachten für unsere Geschäftsbeziehungen
- Vorbereiten und Erstellen von Saldenbestätigungen und Bankbestätigungen gemäß Kundenanfrage
- Einholen von FATCA- und CRS-Formularen von Kunden
- Unterstützung des KWG 24c/Zahlungsverkehrsstatistik/CESOP – Reportings
- Durchführung von regelmäßigen Kontrollen zur Bargeldeinzahlung, zu ruhenden Konten, Systemeingaben, etc.
- Unterstützung bei der Erfüllung regulatorischer Verpflichtungen
- Durchführung der vierteljährlichen internen Kontrollkampagne auf Prozessintegrität
- Durchführung eines regelmäßigen Reportings an verschiedene Stakeholder
- Erfassen von Kunden-Complaints, Operational Loss Events, Incidents
- Beantwortung von Ad-Hoc Anfragen
- Regelmäßiger Austausch mit den Compliance- und Geldwäsche-Teams
- Unterstützung des KYC Onboarding- und Review Prozesses
- Konzeption und Implementierung von Prozessen im Regulatorik-/Risiko Kontext
Um diese Herausforderung erfolgreich zu meistern, benötigen wir:
- Hochschulabschluss in Finanzen/Betriebswirtschaftslehre/Rechtswissenschaft oder verwandten Bereichen
- Erste Erfahrungen in der Finanzindustrie
- Interesse für Regulatorische Anforderungen an Banken
- Kenntnisse in Zahlungsverkehr und Cash Management
- Fundierte MS-Office-Kenntnisse, insbesondere Excel und PowerPoint
- Fließende Deutsch- und Englischkenntnisse (schriftlich und mündlich) sind unerlässlich, Französisch von Vorteil
- Lösungsorientiertes und flexibles Arbeiten
- Pro-aktiver Teamplayer
- Starke zwischenmenschliche und kommunikative Fähigkeiten
Wenn Sie sich für diese Herausforderung begeistern, freuen wir uns auf Ihren CV, Ihr Motivationsschreiben sowie Ihre Arbeits- und Ausbildungszeugnisse.
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