AML Compliance Specialist

Vor 4 Tagen

Frankfurt am Main, Hessen, Deutschland StoneX Vollzeit
Job Title: AML Compliance Officer

At StoneX, we're committed to connecting clients to markets and talent to opportunity. As an AML Compliance Officer, you'll play a critical role in ensuring our business is run in a compliant fashion.

Job Summary

We're seeking a highly skilled AML Compliance Officer to join our team. In this role, you'll be responsible for providing efficient and high-quality AML compliance support across various business areas of SFEG. You'll advise local management and the Board of Directors on action and strategies to manage statutory, regulatory, and operational risks.

Key Responsibilities
  • Implement a robust AML, ABC, CFT, and sanctions control framework across SFEG.
  • Ensure policies, procedures, and controls to prevent money laundering and terrorist financing are in place and up-to-date.
  • Perform gap analysis of current policies and procedures vs relevant AML/CFT regulations, practices, and guidelines.
  • Ensure customers onboarded are in line with applicable legal and regulatory requirements.
  • Investigate suspicious cases and report suspicious transactions to FIU.
  • Prepare and communicate relevant external reports on AML, CTF, ABC, and Sanctions to competent authorities.
  • Monitor the provision of AML/CTF, ABC, or sanctions-related outsourced services.
  • Provide timely notifications and management information to Senior Management.
  • Establish and maintain ongoing internal monitoring, testing, and reporting.
  • Lead SFEG response to requests for information made by German supervisory authorities and/or other competent authorities.
  • Prepare and further develop the business ML/TF risk assessment for SFEG.
  • Assist internal and external audit in the preparation of their regular audit assignments of SFEG in the field of AML/CFT, ABC, and Sanctions.
  • Monitor laws and regulations relevant to AML/CTF and ensure compliance with German Money Laundering Regulations.
  • Identify and keep an inventory of essential AML/CTF laws and regulations pertinent to the business.
  • Advise Senior Management on relevant laws, regulations, and best practice.
  • Train and support employees on AML/CTF awareness and training.
  • Assist the MLRO with establishing, managing, and maintaining a risk-based Financial Crime Prevention annual plan.
  • Assist the MLRO with establishing an annual MLRO report.
  • Participate in ad-hoc projects as required.
  • Attend relevant workshops, trainings, and external seminars to stay up-to-date on AML/CTF matters.
Requirements
  • Between 3 and 5 years of similar experience in compliance and AML.
  • Good organisational skill.
  • Sound knowledge of German financial crime laws, regulations, and industry practices.
  • Strong analytical mind.
  • Strong inter-personal skills.
  • Strong problem-solving skills.
  • Proactive and 'thinking outside of the box' approach.
  • High level of integrity.
  • Ability to cope with stress and display flexibility towards designated tasks and time.
  • Ability to work independently under minimal supervision.
  • Good knowledge of German and English.
  • Strong communication and listening skills.
What We Offer

As an AML Compliance Officer at StoneX, you'll have the opportunity to work with a talented team, develop your skills, and contribute to the success of our business. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.

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