Aktuelle Jobs im Zusammenhang mit Compliance Regulation Specialist - Frankfurt am Main, Hessen - Deutsche Börse AG
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Compliance Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Jobactive Recruiting GmbH VollzeitJob DescriptionWe are seeking a highly skilled Compliance Specialist to join our team at Jobactive Recruiting GmbH. As a Compliance Specialist, you will be responsible for ensuring that our company complies with all relevant laws and regulations.Key Responsibilities:Develop and implement compliance policies and proceduresConduct risk assessments and identify...
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Compliance Specialist
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Frankfurt am Main, Hessen, Deutschland Jobactive Recruiting GmbH VollzeitJob DescriptionWe are seeking a highly skilled Compliance Specialist to join our team at Jobactive Recruiting GmbH. As a Compliance Specialist, you will be responsible for ensuring that our company complies with all relevant laws and regulations.Key Responsibilities:Develop and implement compliance policies and proceduresConduct risk assessments and identify...
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Senior Market Infrastructure Regulations Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie VollzeitJob Description:As a Senior Market Infrastructure Regulations Specialist at Pictet & Cie, you will play a crucial role in ensuring the bank's compliance with EU/UK Market Infrastructure regulations. Your expertise will be essential in implementing and maintaining regulatory frameworks, ensuring that our European Bank Pictet & Cie Europe AG and its branches...
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Senior Market Infrastructure Regulations Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet is seeking a Senior Market Infrastructure Regulations Specialist to strengthen market infrastructure expertise for regulatory compliance. As a key member of our Pan-European Risk & Compliance Department, you will ensure compliance with relevant EU/UK Market Infrastructure regulations.Your ResponsibilitiesSupport front-line and operations...
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Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet is seeking a Senior Market Infrastructure Regulations Specialist to strengthen market infrastructure expertise for regulatory compliance. As a key member of our Pan-European Risk & Compliance Department, you will ensure compliance with EU/UK Market Infrastructure regulations on securities and derivatives.Your ResponsibilitiesSupport...
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Legal Compliance Specialist
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland YiDa Business Consulting & Translation Services VollzeitAbout YiDa Business Consulting & Translation ServicesWe are seeking a highly skilled Legal Compliance Specialist to join our team in Frankfurt am Main. As a Legal Compliance Specialist, you will be responsible for advising and supporting our specialist departments on all legal and compliance-related issues.Key Responsibilities:Review and drafting of...
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Legal Compliance Specialist
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland YiDa Business Consulting & Translation Services VollzeitAbout YiDa Business Consulting & Translation ServicesWe are seeking a highly skilled Legal Compliance Specialist to join our team in Frankfurt am Main. As a Legal Compliance Specialist, you will be responsible for advising and supporting our specialist departments on all legal and compliance-related issues.Key Responsibilities:Review and drafting of...
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Compliance Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland 360T VollzeitAbout the RoleWe are seeking a highly motivated Compliance Specialist to join our team at 360T AG. As a Compliance Specialist, you will be responsible for advancing and empowering a compliance-aware culture within our organization.Your ResponsibilitiesSupport the Chief Compliance Officer in the creation, review, and maintenance of 360T AG's compliance...
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Legal Compliance Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland YiDa Business Consulting & Translation Services VollzeitAbout YiDa Business Consulting & Translation ServicesWe are seeking a highly skilled Legal & Compliance / AML Employee to join our team in Frankfurt am Main. Our client, a leading integrated financial service provider from China, requires a professional with expertise in financial regulations and compliance.Key Qualifications and SkillsStrong understanding...
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Legal Compliance Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland YiDa Business Consulting & Translation Services VollzeitAbout YiDa Business Consulting & Translation ServicesWe are seeking a highly skilled Legal & Compliance / AML Employee to join our team in Frankfurt am Main. Our client, a leading integrated financial service provider from China, requires a professional with expertise in financial regulations and compliance.Key Qualifications and SkillsStrong understanding...
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Senior Market Infrastructure Regulations Expert
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie Vollzeit{"title": "Senior Market Infrastructure Regulations Specialist", "description": "Job SummaryWe are seeking a highly experienced Senior Market Infrastructure Regulations Specialist to join our team at Pictet & Cie. As a key member of our Risk & Compliance department, you will be responsible for ensuring compliance with EU/UK Market Infrastructure regulations...
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Senior Market Infrastructure Regulations Expert
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie Vollzeit{"title": "Senior Market Infrastructure Regulations Specialist", "description": "Job SummaryWe are seeking a highly experienced Senior Market Infrastructure Regulations Specialist to join our team at Pictet & Cie. As a key member of our Risk & Compliance department, you will be responsible for ensuring compliance with EU/UK Market Infrastructure regulations...
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Senior Market Infrastructure Regulations Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet, a leading independent wealth and asset manager, is seeking a Senior Market Infrastructure Regulations Specialist to join its Pan-European Risk & Compliance Department. As a key member of the team, you will be responsible for ensuring compliance with EU/UK Market Infrastructure regulations, including EMIR, MiFIR, SFTR, and CSDR.Your...
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Senior Market Infrastructure Regulations Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet, a leading independent wealth and asset manager, is seeking a Senior Market Infrastructure Regulations Specialist to join its Pan-European Risk & Compliance Department. As a key member of the team, you will be responsible for ensuring compliance with EU/UK Market Infrastructure regulations, including EMIR, MiFIR, SFTR, and CSDR.Your...
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Senior Market Infrastructure Regulations Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie VollzeitJob Description:Pictet & Cie is seeking a Senior Market Infrastructure Regulations Specialist to strengthen its market infrastructure expertise for regulatory compliance.This is a unique opportunity to join a prestigious firm at an exciting time and help build up a pan-European Risk & Compliance department.The Pictet Group is one of the world's leading...
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Senior Market Infrastructure Regulations Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie VollzeitJob Description:Pictet & Cie is seeking a Senior Market Infrastructure Regulations Specialist to strengthen its market infrastructure expertise for regulatory compliance.This is a unique opportunity to join a prestigious firm at an exciting time and help build up a pan-European Risk & Compliance department.The Pictet Group is one of the world's leading...
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Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet, a leading independent wealth and asset manager, is seeking a Senior Market Infrastructure Regulations Specialist to join its Pan-European Risk & Compliance Department. As a key member of the team, you will be responsible for ensuring compliance with EU/UK Market Infrastructure regulations, including EMIR, MiFIR, SFTR, and CSDR.Your...
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Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet, a leading independent wealth and asset manager, is seeking a Senior Market Infrastructure Regulations Specialist to join its Pan-European Risk & Compliance Department. As a key member of the team, you will be responsible for ensuring compliance with EU/UK Market Infrastructure regulations, including EMIR, MiFIR, SFTR, and CSDR.Your...
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Legal Compliance Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland YiDa Business Consulting & Translation Services VollzeitAbout YiDa Business Consulting & Translation ServicesWe are seeking a highly skilled Legal & Compliance / AML Employee to join our team in Frankfurt am Main. Our client, a leading integrated financial service provider from China, requires a professional with expertise in financial regulations and compliance.Key Responsibilities:Provide legal and compliance...
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Legal Compliance Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland YiDa Business Consulting & Translation Services VollzeitAbout YiDa Business Consulting & Translation ServicesWe are seeking a highly skilled Legal & Compliance / AML Employee to join our team in Frankfurt am Main. Our client, a leading integrated financial service provider from China, requires a professional with expertise in financial regulations and compliance.Key Responsibilities:Provide legal and compliance...
Compliance Regulation Specialist
vor 3 Monaten
Area of Responsibility:
As a Compliance Regulation Specialist within the Reporting & Oversight division, you will take charge of regulatory notifications and related matters, as well as the management of compliance policies. This division is part of the Group Compliance area within Deutsche Börse Group (DBG). Group Compliance collaborates closely with various business units to ensure adherence to relevant laws, regulations, and professional market standards applicable to DBG's diverse operations.
Key Responsibilities:
Oversee regulatory notifications for designated DBG legal entities to supervisory bodies and provide expert advisory support on specific regulatory issues. Facilitate communication with various internal stakeholders, ensuring that all necessary information and documentation for regulatory notifications is readily available. Guarantee the timely submission of essential regulatory filings and disclosures while supporting interactions with regulators and pertinent authorities. Manage and supervise the portfolio of compliance policies. Conduct regular reviews and updates of compliance policies to ensure they remain current and effective. Assist in the evaluation and identification of potential improvements for existing compliance processes, proactively engaging with stakeholders within Group Compliance and the wider organization.Candidate Profile:
A university degree in Law, Business, Economics, or a related field, complemented by a minimum of 2 years of relevant professional experience in the financial sector, regulatory bodies, consulting, law firms, or compliance. Familiarity with regulatory legislation and requirements across various compliance risk areas is advantageous. Ability to work independently, motivated, and results-oriented, addressing challenges as they arise. Strong organizational and communication skills are essential. Proficiency in both written and spoken German, along with excellent English language skills, is required. A solid understanding of MS Office applications, particularly Word, Excel, and PowerPoint, is expected.Why Choose Deutsche Börse Group?
We are dedicated to fostering a work environment where everyone feels valued and can achieve their full potential. Our commitment extends beyond merely matching candidates with suitable positions.
Mobility Options
We provide opportunities for mobility through job tickets, job (e-)bikes, and complimentary parking.
Work Environment
Whether you need collaboration, communication, or focused work, our modern office spaces offer the ideal setting. Enjoy complimentary beverages, snacks, and meal allowances.
Health and Wellbeing
We prioritize your health and wellbeing, offering various health promotion initiatives, group accident insurance, and additional insurance options at discounted rates.
Financial Security
We ensure financial stability through competitive salaries, company pension schemes, participation in our Group Share Plan, as well as bonuses, subsidies, and discounts.
Hybrid Work Model
Collaborate and share ideas on-site or work remotely several days a week, in alignment with business needs and local regulations. Our hybrid working model combines the best of both environments.
Flexible Working Arrangements
We aim to make your job compatible with your life situation by offering flexible working time models, part-time options, childcare allowances, or the opportunity to study alongside your career.
International Collaboration
Our market infrastructures are globally interconnected. Working with us means engaging with like-minded colleagues across over 60 locations from more than 100 countries.
Professional Development
We support individual growth by providing internal development programs, mentoring, and budgets for further education and training.
