Senior Compliance Counsel

vor 3 Monaten

Bad Homburg vor der Höhe, Deutschland Simcorp Vollzeit

Do you want to work with compliance in a global tech-company? Then we offer an interesting position in a Danish based Fintech company, with offices and colleagues in more than 20 countries around the world._

Who we are

For over 50 years, we have worked closely with investment and asset managers to become the world’s leading provider of integrated investment management solutions. We are 3,000+ colleagues with a broad range of nationalities, educations, professional experiences, ages, and backgrounds.

SimCorp is an independent subsidiary of the Deutsche Börse Group. Following the recent merger with Axioma, we leverage the combined strength of our brands to provide an industry-leading, full, front-to-back offering for our clients. SimCorp is an equal-opportunity employer. We are committed to building a culture where diverse perspectives and expertise are integrated into our everyday work. We believe in the continual growth and development of our employees, so that we can provide best-in-class solutions to our clients.

Why this role is important to us

As a global company with an organisation spanning multiple countries, and customers in the financial sector, compliance is essential to all the work we do in SimCorp. SimCorp is currently undergoing a process to further mature our compliance set-up, which brings more complex tasks across topics such as AML, sanctions, data privacy and market abuse.

As our new Senior Compliance Counsel, you will be working in Bad Hamburg as part of our global Group Compliance team. The Compliance team focuses on developing and maintaining a robust framework for regulatory compliance and helping the organisation stay compliant with applicable laws and regulations. The team is responsible for providing 2nd Line Compliance support, training and awareness and advice on a broad range of compliance topics.

What you will be responsible for

As our new Senior Compliance Counsel, you will work closely together with the existing Compliance team to develop, implement and oversee our compliance framework.

You will collaborate with 1st LoD, cross-functional teams and provide guidance to employees at all levels to assist the organization stay compliant. As SimCorp Group Compliance also works closely with Deutsche Börse’s Group Compliance team, which works out of Eschborn, you will have the opportunity to work closely together with the colleagues there as well.

This role also offers a great opportunity to shape your own role based on your experience and interests within compliance areas.

Other responsibilities will include:
- Assisting with risk assessments to identify compliance risks across various business functions and regulatory areas- Developing internal training programs, including both e-learning and face-to-face training on relevant compliance topics- Collaborate closely together with internal stakeholders to shape our compliance framework to the business-
- Participate in activities to regularly monitor compliance activities across the organisation, and assess their effectiveness- Maintain accurate records of compliance activities

What we value (our requirements)- A degree in law, commercial law or any compliance relevant education- 3+ years of experience with relevant compliance topics, such as market abuse, sanctions, ABC, COI etc. - and are curious to learn about those topics, you might be less familiar with- Good analytical skills with attention to details- Advanced English communication skills, both verbally and in writing- A good understanding of compliance issues and risks, and are able to balance the need for sound business advice with the need for maintaining a high standard of advice- To succeed in this role, you should have strong interpersonal skills and an excellent sense of humor

Next steps

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