Vice President, Compliance
vor 7 Monaten
**_Bring your ideas. Make history. _**
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what **#LifeAtBNYMellon **is all about.
We’re seeking a future team member for the role of **Vice President, Compliance & Control **to join our **Compliance & Ethics **team. This role is located in **Frankfurt am Main, Germany.**
In this role, you’ll make an impact in the following ways:
- Provide Compliance advise to the business on Compliance matters, including Data Privacy and Financial Crime
- Helps to bring the BNYM legal entities in Germany into compliance with standard regulatory and policy requirements.
- Proactively identifies and advises upon emerging Compliance issues
- Conduct Compliance reviews of business areas
- As directed, analyses existing legislation, regulatory announcements and industry practices in order to ensure the German legal entities are in compliance with current requirements.
- Contributes to the achievement of team objectives. The staff member will not have employees who will report into him/her.
To be successful in this role, we’re seeking the following:
- Bachelor degree or the equivalent combination of education and experience is required. Business, Finance or Law degree preferred.
- Proven Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules (e.g. KWG, MaRisk, GwG, WpHG, KAGB VerwahrstellenRS) preferred.
- 5-7 years of total work experience preferred.
- Fluency in English is also a pre-requisite both orally and in writing.
At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
- Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
- Bloomberg’s Gender Equality Index (GEI)
- Human Rights Campaign Foundation, 100% score Corporate Equality Index
- Best Places to Work for Disability Inclusion, Disability: IN - 100% score
- 100 Best Workplaces for Innovators, Fast Company
- CDP’s Climate Change ‘A List’
Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
**BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.**
**Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradual...
-
Vice President, Customer Due Diligence
vor 6 Monaten
Frankfurt am Main, Deutschland NatWest Group VollzeitCustomer Service & Operations, Customer Vice President, Customer Due Diligence - Frankfurt am Main, Germany- Permanent- Full Time#R-00227621
-
Vice President, Continental Europe Cash Sales
vor 3 Monaten
Frankfurt am Main, Deutschland BlackRock Investments Vollzeit**Vice President, Continental Europe Cash Sales**: **Location**: **Frankfurt am Main, Hesse** Category: **Sales/ Business Development** Job Requisition #**:R245693** Date posted**:Sep. 27, 2024
-
Vice President Investment Banking
vor 20 Stunden
Frankfurt, Deutschland Selby Jennings VollzeitVice President, Investment Banking - FrankfurtWe are seeking a distinguished investment banking professional to join our clients team as Vice President. This is an exceptional opportunity located in Frankfurt, Germany—one of Europe's major financial hubs—and it offers a chance for significant career advancement within the investment banking sector.In...
-
Vice President
vor 7 Monaten
Frankfurt am Main, Deutschland Uncommon People Vollzeit**For our client, a premium car manufacturer from China, we are searching for a Vice President in Frankfurt, Germany.** **Responsibilities**: - Expert in overall facet of Automotive Operations such as DND, Aftersales, Strategic planning for expansion et al. - Assist the CEO or the country director to manage the company's daily operations and promote the...
-
Vice President, Financial Crime, First Line of
vor 6 Monaten
Frankfurt am Main, Deutschland NatWest Group VollzeitCustomer Service & Operations, Customer Vice President, Financial Crime, First Line of Defence - Frankfurt am Main, Germany- Permanent- Full Time#R-00228147
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in...
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in line...
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information. Execute Compliance Surveillance and control measures in line...
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in line...
-
Vice President, Investment Banking
vor 2 Wochen
Frankfurt, Deutschland Selby Jennings VollzeitVice President, Investment Banking -FrankfurtWe are seeking adistinguished investment banking professional to join our client'steam as Vice President. This is an exceptional opportunity locatedin Frankfurt, Germany - one of Europe's major financial hubs - andit offers a chance for significant career advancement within theinvestment banking sector.In this...
-
Compliance Sanctions Officer
vor 3 Monaten
Frankfurt am Main, Deutschland Citi Vollzeit**Title**: Compliance Sanctions Officer **Business**: ICRM **Division**:ICRM - Sanctions and Anti-Bribery & Corruption **Officer Title**: Vice President **C-Grade**: C13 **Location**:Frankfurt Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and...
-
Vice President Autonomous Mobile Robotics
vor 6 Monaten
Frankfurt am Main, Deutschland aquitas GmbH VollzeitVice President Autonomous Mobile Robotics (AMR) **AQUITAS** spezialisiert sich auf die **Personalberatung und -vermittlung**. Alle unsere Stellenangebote sind somit **unbefristet und in Festanstellung** bei unseren Kunden zu verstehen. Durch die enge Zusammenarbeit mit den Unternehmen können wir dich ideal **beim Bewerbungsprozess begleiten** und dir...
-
Compliance Officer
vor 4 Wochen
Frankfurt, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in line...
-
Vice-President
vor 3 Monaten
Frankfurt am Main, Deutschland ING Deutschland Vollzeith1> Vice President Portfolio Management – Projektfinanzierung Energy Sector (w/m/d) am Standort Frankfurt ING Wholesale Banking Germany steht für das Firmenkundengeschäft der ING Deutschland. Über die klassische Unternehmensfinanzierung hinaus, beraten wir unsere Firmenkunden bei nachhaltigen und innovativen Finanzierungsprojekten – mit...
-
M&A Associate
Vor 3 Tagen
Frankfurt, Deutschland Stem7 Executive Search VollzeitStem7 has partnered with a leading M&A bank in their search for a Senior Associate/Vice President to join their Industrials team based in Frankfurt.The successful candidate will have between 5-7 years of relevant investment banking experience and have M&A exposure to Industrials or surrounding sectors. Please contact Samuel Price at samuelprice@stem-7.com,...
-
Global Vice President
vor 1 Monat
Frankfurt am Main, Deutschland ING Deutschland VollzeitVice President Portfolio Management - Projektfinanzierung Telecom Media and Technology (w/m/d) am Standort Frankfurt ING Wholesale Banking Germany steht für das Firmenkundengeschäft der ING Deutschland. Über die klassische Unternehmensfinanzierung hinaus, beraten wir unsere Firmenkunden bei nachhaltigen und innovativen Finanzierungsprojekten - mit...
-
Vice President, Customer Due Diligence, Natwest
vor 7 Monaten
Frankfurt am Main, Deutschland NatWest Group VollzeitCustomer Service & Operations, Customer Vice President, Customer Due Diligence, NatWest Bank Europe - Frankfurt am Main, Germany- Permanent- Full Time#R-00227621 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in Germany and...
-
Vice President
vor 7 Monaten
Frankfurt am Main, Deutschland Elevate Partners VollzeitPosted by - Diarmuid Clancy- Director We have partnered with a European Infrastructure Equity fund who are hiring a Vice President in Frankfurt. You will work as part of the European investment team andinvest in sectors such as Energy transition, Digital infra and Sustainability. **Role Responsibilities**: - Contribute to the sourcing efforts in Europe,...
-
Vice President
Vor 5 Tagen
Frankfurt am Main, Deutschland ING Vollzeit**Vice President (f/m/x) Structured Export Finance in Frankfurt** **Your Tasks**: **Your Profile**: - University degree in economics or a comparable qualification - Several years of professional experience in structured (export) finance with proven track-record in transaction management (e.g., as lead arranger/ in structuring) - First practice in...
