Compliance Officer

vor 1 Monat

Frankfurt am Main, Deutschland Société Générale Vollzeit

**Ihre aufgaben**:
You will focus on providing proactive real-time compliance and regulatory advice to some of the transversal topics within Societe Generale Frankfurt branch and you will be focusing on compliance matters of the business unit GTPS. Integrated within Global Banking and Investor Solutions, the Global Transaction & Payment Services (GTPS) Business Unit is responsible for developing and implementing the payment and transaction banking policy on behalf of Societe Generale Group. For the BU GTPS you will serve as the primary contact for any compliance topics. Your role will involve advising on daily compliance questions relevant to the Branch business and GTPS and will include amongst others the following tasks:

- Provide high quality compliance advice to the BU on a daily basis
- Identify compliance risks and advising the business and service units with regards to the set up of mitigating procedures, controls and trainings.
- Support in monitoring applicable regulatory developments impacting the Branch business and assessing local implementation needs.
- Proactively maintain relationships and open communication with business lines and other control functions and actively promote Compliance in front

of them.
- Responsible for conducting recurring internal controls (GPS - Global Permanent Supervision) and organizational tasks (e.g. maintenance of

employee lists).
- Organize and conduct regular general (for new joiners in Frankfurt) and specific Compliance class trainings.
- Support in the update of existing local Compliance procedures and in the identification of the necessity/preparation of German appendices for global

procedures due to local specifics.
- Work in close cooperation with the central compliance teams.

**Ihr profil**:
**Experience and technical skills**:

- Master’s degree in law, business administration or finance.
- First work experience in a Compliance, Legal or Regulatory position in a Bank/Financial Institution.
- Good knowledge of the applicable regulatory framework and its German implementation into local law (MiFID, WpHG, ZAG).
- Fluency in German & English (written and oral) is required; French language skills would be of advantage.
- MS Office skills (like Word, Excel, Outlook, PowerPoint).

**Personal Abilities/ Competencies**:

- Good analytical skills and the capability to interpret and communicate compliance guidance internally.
- Strong problem-solving skills and the ability to address conflicts and difficult issues in a professional and proactive manner.
- Ability to quickly understand the bank’s strategy, its organization, the products and management of Compliance risks, as well as respective laws and

regulations.
- Excellent communication skills, both written and oral, as well as good presentation skills.
- Ability to work with different business lines and locations.
- Independent and organized working approach.
- Cooperation & team spirit.
- Ability to work under pressure while being structured and accurate.
- Highly motivated and reliable.

**Ihr umfeld**:
Societe Generale Frankfurt Branch operates in a wide range of business activities every day. The Compliance Department protects the Branch by facilitating lawful and ethical business conduct, identifying regulatory solutions, safeguarding the integrity and reputation of the Branch and promoting, in partnership with the business and service units a culture of compliance.

The Compliance Expert is involved in almost all relevant compliance tasks of the branchs’ Compliance team.
- Reference:

- **2400025G**
- Entity:

- **SG CIB**
- Starting date:

- **2024/04/01**
- Publication date:

- **2024/01/24

  • Compliance Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland Angove Partners Vollzeit

    **About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

  • Compliance Officer

    Vor 5 Tagen

    Frankfurt am Main, Hessen, Deutschland Moody's Vollzeit

    Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles.Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.At...

  • Banking Compliance Officer

    vor 1 Monat

    Frankfurt am Main, Deutschland Flex Suisse GmbH Vollzeit

    Flex Suisse ist ein alternativer Rechtsdienstleister und führender Anbieter von Legal & Compliance Services in Deutschland, Schweiz und Liechtenstein. Zu unseren Partnern gehören führende Wirtschaftskanzleien, Großbanken und Industriekonzerne. Für unseren Kunden, einen internationalen Zahlungsdienstleister, suchen wir ab sofort einen Compliance Officer...

  • Compliance Officer

    vor 1 Tag

    Frankfurt am Main, Deutschland Leonteq AG Vollzeit

    WHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

  • Senior Compliance Advisory Officer

    vor 1 Monat

    Frankfurt am Main, Deutschland Apollo Solutions Vollzeit

    A prestigious and long-standing private bank is looking for an experienced Compliance Advisory Manager/Officer to join a growing compliance function and provide advice to their investment banking arm. Some of your tasks will be: - Providing advice and regulatory guidance to the investment banking business, specifically the Investment Banking Continental...

  • Regional Compliance Officer Europe

    vor 1 Monat

    Frankfurt am Main, Deutschland DBRS Vollzeit

    About the role: DBRS is currently seeking a Regional Compliance Officer for Europe. The Regional Compliance Officer - Europe, will be responsible for the implementation of the DBRS Morningstar Global Compliance Program within Europe. This is a position based in our offices in Madrid or Frankfurt, and reports to the Global Chief Compliance Officer...

  • Banking Compliance Officer Sanctions

    vor 1 Monat

    Frankfurt am Main, Deutschland Flex Suisse GmbH Vollzeit

    Flex Suisse ist ein alternativer Rechtsdienstleister und führender Anbieter von Legal & Compliance Services in Deutschland, Schweiz und Liechtenstein. Zu unseren Partnern gehören führende Wirtschaftskanzleien, Großbanken und Industriekonzerne. Für unseren Kunden, eine Großbank, suchen wir ab sofort einen Compliance Officer im Sanktionsbereich (m/w/d)...

  • Compliance Officer

    Vor 7 Tagen

    Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

  • (Senior) Compliance Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland Indigo Headhunters Vollzeit

    Indigo Headhunters Frankfurt am Main, GermanyPosted 25 minutes ago Permanent Nach Vereinbarung Wir suchen für ein führendes internationales Immobiliendienstleistungsunternehmen einen (Senior) Compliance Officer (all genders) - mit dem Schwerpunkt Financial Security am Standort Frankfurt. Das Unternehmen steht in Deutschland seit über 60 Jahren für...

  • Banking Compliance Officer Sanctions

    vor 1 Monat

    Frankfurt am Main, Deutschland Flex Suisse GmbH Vollzeit

    Flex Suisse ist ein alternativer Rechtsdienstleister und führender Anbieter von Legal & Compliance Services in Deutschland, Schweiz und Liechtenstein. Zu unseren Partnern gehören führende Wirtschaftskanzleien, Großbanken und Industriekonzerne. Für unseren Kunden, eine Großbank, suchen wir ab sofort zwei Compliance Officer Sanctions (m/w/d) für 3- 6...

  • Compliance Officer Compliance Governance

    vor 4 Wochen

    Frankfurt am Main, Deutschland KION GROUP AG Vollzeit

    Für unsere Abteilung Corporate Compliance im Headquarter in Frankfurt am Main (Flughafen/Gateway Gardens) suchen wir Sie zur Verstärkung des Teams als Compliance Officer Compliance Governance (m/w/d) im Rahmen einer Elternzeitvertretung befristet bis 2/2025. **What we offer**: - **in Unternehmen mit Zukunft**:Schon heute beschäftigen wir als...

  • Compliance Officer

    vor 1 Monat

    Frankfurt am Main, Deutschland Hauck Aufhaeuser Lamp Private Bank AG Vollzeit

    Compliance Officer (m/w/d) Kapitalmarkt-Compliance - Frankfurt - Corporate Functions - Vollzeit - unbefristet CHALLENGE YOURSELF: Du möchtest deine persönliche Entwicklung und berufliche Laufbahn aktiv mitgestalten? Dann bist du bei uns richtig! Hauck Aufhäuser Lampe ist eine innovative und unabhängige Privatbank, die auf eine über 226-jährige...

  • Compliance Officer

    vor 1 Monat

    Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Werden Sie Teil unserer internationalen Teams, die positiven Wandel vorantreiben - vereint durch Aufgeschlossenheit und Neugierde. Bei uns dürfen Sie etwas bewirken und gleichzeitig wachsen - persönlich und beruflich. Bei uns arbeiten Sie im Herzen der Finanzwirtschaft und entwickeln funktionierende...

  • Compliance Officer

    Vor 6 Tagen

    Frankfurt, Deutschland MAM Gruppe Vollzeit

    Our client excels in the fintech sector by providing innovative investment solutions through advanced technology. They collaborate closely with financial institutions, including insurance companies and banking organisations, offering products that enhance their operations. As a result of their cutting-edge approach and strategic partnerships, they are...

  • Compliance Officer

    Vor 5 Tagen

    Frankfurt, Deutschland Moody's Vollzeit

    Moody’s is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don’t meet every single requirement, please apply! You may be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. ...

  • HR Officer

    vor 1 Monat

    Frankfurt Am Main, Deutschland VAMED Vollzeit

    HR Officer / Compliance Officer (m/w/d) - Die VAMED Gruppe zählt international zu den führenden Unternehmen im Gesundheitswesen. Unter dem Motto "Alles aus einer Hand" entwickeln wir ständig neue und innovative Wege und sichern uns so die Marktführerschaft. Sie haben einige Jahre Erfahrung im Personalbereich, und sind auch bereit das Thema Compliance in...

  • Compliance Officer

    vor 1 Woche

    Frankfurt, Deutschland JCW Vollzeit

    Wir suchen für einen internationalen Finanzdienstleister einen Compliance-Officer (m/w/d) in Frankfurt. Das Unternehmen hat sich auf strukturierte Produkte und Versicherungsprodukte spezialisiert. Diese Position zeichnet sich durch schnelle Aufstiegsmöglichkeiten in einem dynamischen Investmentunternehmen und eine attraktive Vergütung aus.Ihre...

  • Compliance Officer

    Vor 5 Tagen

    Frankfurt, Deutschland Moody's Vollzeit

    Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply! You may be a perfect fit for this role or other open roles.Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.At...

  • Compliance-officer Hamburg, Münster Oder Frankfurt

    vor 4 Wochen

    Frankfurt am Main, Deutschland Berenberg Vollzeit

    Beschreibung & AnforderungenDie service-orientierte Abteilung Development, Solutions & MaRisk-Compliance innerhalb der Group-Compliance sucht Verstärkung. Wir sind ein kleines, dynamisches Team und arbeiten mit allen Abteilungen innerhalb von Group-Compliance sowie insbesondere mit dem Bereich Global Technology zusammen. Die Besonderheit liegt in der Breite...

  • Compliance Officer

    vor 1 Monat

    Frankfurt am Main, Deutschland plusYOU GmbH Vollzeit

    Wanted: Compliance Officer (m/w/d) Kapitalmarkt Compliance **Wir suchen ab sofort eine/einen**: **Compliance Officer (m/w/d)** **Arbeitsort: Frankfurt am Main**: Eine Privatbank, die das Beste aus mehreren Welten vereint hat, um sich für die Kunden und die Zukunft bestmöglich aufzustellen. Privatpersonen und Unternehmen werden international beraten....