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Compliance Advisor

vor 4 Monaten

Eschborn, Deutschland Selby Jennings Vollzeit

Role: Compliance Advisor

Location: Frankfurt

Salary: Competitive and Candidate Dependent

We are currently representing a global investment management firm offering a wide range of financial products and services. Serving both individual and institutional clients, the firm specializes in asset allocation, portfolio management, and financial advisory. With tailored investment strategies and a focus on sustainable, long-term growth, our client is dedicated to helping clients achieve their financial goals while maintaining a strong commitment to fiduciary responsibility.

The Role

  • Being the point of local compliance support for the German regulated business.
  • Ensure the regulatory obligations are aligned.
  • Maintain compliance policies and procedures including AML, AB&C, Market Abuse, etc.
  • Maintain an effective compliance monitoring program.
  • Conduct efficient compliance monitoring reviews.
  • Act as the compliance point of contact for the external DPOs and MLROs.
  • Work closely with the global director of compliance Europe.

The Candidate

  • At least 3 years of experience in compliance, preferably within the funds industry.
  • Sound understanding of the local regulatory framework applicable to the German KVG
  • Strong knowledge of AIFM.
  • Good experience and knowledge of KAGB, MaRisk, KAIT.
  • Strong communication skills and ability to deliver efficient messages to multiple departments across the local and global business.
  • Fluency in German and English.
  • Educational background in Legal, Compliance, or Finance.